FTC Safeguards Rules (Financial Services)

This course offers an exploration of the Federal Trade Commission (FTC) Safeguards Rule, specifically tailored for professionals in the financial services sector. Participants will gain an understanding of the Safeguards Rule’s purpose, applicability, and requirements. Through interactive lessons and case studies, attendees will learn how to effectively implement and maintain compliance with the Safeguards Rule, ensuring the protection of sensitive consumer information and mitigating cybersecurity risks within their organizations.

Basic understanding of regulatory compliance principles
Familiarity with the financial services industry
Proficiency in navigating regulatory frameworks and legal requirements

1 hour

Lesson 1: Introductions
Lesson 2: What is the Safeguards Rule?
Lesson 3: Who does the Rule apply to?
Lesson 4: What does the Rule require?
Lesson 5: Next Steps

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